Han, Xu (SFC:AOE724) 韓旭
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Shanggu Securities Limited | RO | Advising on corporate finance | 2021-04-09 | RO | Advising on securities | 2021-04-09 | RO | Dealing in securities | 2021-04-09 |
2 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2012-06-07 | 2016-12-18 | Rep | Advising on corporate finance | 2016-12-19 | 2017-10-11 |
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