Li, Heung 李响
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2018-06-04 | 2022-10-12 | Rep | Advising on securities | 2018-08-15 | 2022-10-12 | RO | Advising on corporate finance | 2022-10-12 | RO | Advising on securities | 2022-10-12 |
| 2 | CLSA LIMITED | Rep | Advising on securities | 2018-08-15 | 2021-07-20 | Rep | Dealing in securities | 2018-08-15 | 2022-10-12 | RO | Dealing in securities | 2022-10-12 |
| 3 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2012-06-07 | 2016-12-18 | Rep | Advising on corporate finance | 2016-12-19 | 2018-03-15 |
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