Lau, Adrian Yan Ho 劉恩豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2015-11-19 | 2023-02-22 | Rep | Dealing in securities | 2015-11-19 | 2023-02-22 |
| 2 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2015-11-19 | 2023-02-22 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2012-06-18 | 2015-05-21 |
| 4 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2012-06-18 | 2015-05-21 |
| 5 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2012-06-18 | 2015-05-21 |
| 6 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2023-05-10 | 2023-11-01 | RO | Dealing in securities | 2023-11-01 |
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