Zhou, Tu 周圖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2020-10-12 | 2023-12-03 | Rep | Dealing in securities | 2020-10-12 | 2023-12-03 |
| 2 | Credit Suisse Securities (Hong Kong) Limited | Rep | Automated trading services | 2020-10-12 | 2023-10-25 | Rep | Dealing in securities | 2020-10-12 | 2023-12-03 |
| 3 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2012-06-20 | 2012-09-01 |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2023-12-15 | |
| 5 | UBS SECURITIES HONG KONG LIMITED | Rep | Automated trading services | 2023-12-15 | Rep | Dealing in securities | 2023-12-15 |
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