Liu, Di (SFC:AZS570) 劉迪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International (Asia) Limited | Rep | Advising on corporate finance | 2012-06-22 | 2014-04-30 | Rep | Dealing in securities | 2012-06-22 | 2014-04-30 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on corporate finance | 2015-12-17 | 2021-07-05 | Rep | Dealing in securities | 2015-12-17 | 2021-07-05 |
| 3 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2014-07-31 | 2015-10-13 | Rep | Dealing in securities | 2014-07-31 | 2015-10-13 |
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