Spungin, Charles Adrian Edward
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Wells Fargo Securities Asia Limited | Rep | Advising on securities | 2018-09-26 | 2018-12-04 | Rep | Asset management | 2018-09-26 | 2018-12-04 | Rep | Dealing in securities | 2018-09-26 | 2018-12-04 | RO | Advising on securities | 2018-12-04 | 2019-03-29 | RO | Asset management | 2018-12-04 | 2019-03-29 | RO | Dealing in securities | 2018-12-04 | 2019-03-29 |
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