Ma, Kenneth Kin Kei 馬建基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2019-12-05 | |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2021-02-02 | |
| 3 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2021-02-02 | |
| 4 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2021-02-02 | |
| 5 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2012-07-12 | 2013-10-01 |
| 6 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2016-01-29 | 2019-10-22 |
| 7 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2016-01-29 | 2019-10-22 |
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