Lim, Alvin Shan-Jia
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2012-07-30 | 2014-08-06 | Rep | Dealing in securities | 2016-02-19 | 2016-02-24 | Rep | Dealing in securities | 2016-10-26 | 2016-10-31 | Rep | Dealing in securities | 2017-04-07 | 2017-04-12 | Rep | Advising on securities | 2017-06-08 | 2017-06-12 | Rep | Dealing in securities | 2017-06-08 | 2017-06-12 | Rep | Advising on securities | 2017-09-04 | 2018-07-20 | Rep | Dealing in securities | 2017-09-04 | 2018-07-20 |
| 2 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2012-07-30 | 2014-08-06 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy