Li, Dong (SFC:BAE317) 李棟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Harvest Global Capital Investments Limited | Rep | Advising on securities | 2022-04-01 | 2022-07-04 | Rep | Asset management | 2022-04-01 | 2022-07-04 | Rep | Dealing in securities | 2022-04-01 | 2022-07-04 |
| 2 | HARVEST GLOBAL INVESTMENTS LIMITED | Rep | Advising on securities | 2021-05-26 | 2022-01-31 | Rep | Asset management | 2021-05-26 | 2022-01-31 | Rep | Dealing in securities | 2021-05-26 | 2022-01-31 |
| 3 | HSBC Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2013-12-04 | 2020-12-03 |
| 4 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2012-09-13 | 2013-06-08 |
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