Bafna, Ankit Satyendra
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2012-10-03 | 2015-06-24 | Rep | Dealing in securities | 2012-10-03 | 2015-06-24 | Rep | Dealing in futures contracts | 2013-04-12 | 2015-06-24 |
| 2 | SC Lowy Asset Management (HK) Limited | Rep | Asset management | 2023-08-30 | |
| 3 | SC Lowy Financial (HK) Limited | Rep | Dealing in securities | 2023-06-05 |
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