Shek, Wan Sang Andy 石縕勝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | Asset management | 2021-10-08 | |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-11-23 | 2018-10-23 | Rep | Dealing in futures contracts | 2020-06-02 | 2020-11-18 | RO | Advising on futures contracts | 2020-11-18 | RO | Dealing in futures contracts | 2020-11-18 |
| 3 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2017-11-23 | 2018-10-23 | Rep | Dealing in securities | 2017-11-23 | 2018-10-23 | Rep | Advising on securities | 2020-06-02 | 2020-11-18 | Rep | Dealing in securities | 2020-06-02 | 2020-11-18 | RO | Advising on securities | 2020-11-18 | RO | Dealing in securities | 2020-11-18 |
| 4 | Credit Suisse (Hong Kong) Limited | Rep | Automated trading services | 2012-10-03 | 2013-11-01 | Rep | Dealing in futures contracts | 2012-10-03 | 2015-02-11 | Rep | Dealing in securities | 2012-10-03 | 2015-02-11 |
| 5 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2012-10-03 | 2015-02-11 |
| 6 | Vontobel Limited | Rep | Dealing in futures contracts | 2018-11-22 | 2020-05-30 | Rep | Dealing in securities | 2018-11-22 | 2020-05-30 |
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