Lok, Terence Chin Tung 駱搌潼
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Advising on securities | 2016-02-22 | 2017-04-26 |
| 2 | GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | Advising on corporate finance | 2017-10-20 | 2019-01-11 | Rep | Dealing in securities | 2017-10-20 | 2019-01-11 |
| 3 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Advising on securities | 2015-08-13 | 2016-02-04 |
| 4 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2013-08-13 | 2013-11-08 |
| 5 | ORIENTAL PATRON SECURITIES LIMITED | Rep | Advising on securities | 2012-10-19 | 2013-08-01 |
| 6 | RHB SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2014-02-17 | 2014-03-31 |
| 7 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2014-04-22 | 2015-07-27 | Rep | Dealing in securities | 2014-04-22 | 2015-07-27 |
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