Li, Lin (SFC:BAG335) 李林
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Capital International (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2012-11-05 | 2014-08-27 | Rep | Dealing in securities | 2013-01-04 | 2014-08-27 | Rep | Leveraged foreign exchange trading | 2013-01-04 | 2014-08-27 |
| 2 | Essence Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2015-11-30 | 2018-01-22 |
| 3 | Essence International Securities (Hong Kong) Limited | Rep | Dealing in securities | 2015-11-30 | 2018-01-22 |
| 4 | Prudence Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2018-02-02 | 2021-04-16 | Rep | Advising on securities | 2018-02-22 | Rep | Asset management | 2018-02-22 |
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