Chan, Yuk Ki 陳鈺琪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Arta Global Futures Limited | Rep | Dealing in futures contracts | 2016-08-30 | 2021-10-14 |
| 2 | Arta Global Markets Limited | Rep | Dealing in securities | 2016-08-30 | 2021-10-14 | Rep | Advising on securities | 2018-04-04 | 2021-10-14 | Rep | Asset management | 2018-04-04 | 2021-10-14 |
| 3 | Emperor Asset Management Limited | Rep | Asset management | 2021-11-01 | 2022-06-30 | Rep | Asset management | 2024-01-02 |
| 4 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-11-13 | 2016-03-01 | Rep | Dealing in futures contracts | 2021-11-01 | 2022-06-30 | Rep | Dealing in futures contracts | 2024-01-02 |
| 5 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2012-11-13 | 2016-03-01 | Rep | Advising on securities | 2021-11-01 | 2022-06-30 | Rep | Dealing in securities | 2021-11-01 | 2022-06-30 | Rep | Advising on securities | 2024-01-02 | Rep | Dealing in securities | 2024-01-02 |
| 6 | GSI FINANCE GROUP LIMITED | Rep | Advising on corporate finance | 2016-04-26 | 2016-08-12 |
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