Wong, Sor Ying 王疏影
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Asset management | 2012-12-07 | 2016-02-19 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2012-12-07 | 2016-02-19 |
| 3 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2012-12-07 | 2016-02-19 |
| 4 | Yunfeng Financial Markets Limited | Rep | Dealing in securities | 2016-03-08 | 2016-11-03 |
| 5 | Yunfeng Securities Limited | Rep | Dealing in securities | 2016-03-08 | 2016-11-03 |
| 6 | Yunfeng Financial Markets Limited | Rep | Advising on securities | 2016-03-08 | 2017-03-07 |
| 7 | Yunfeng Asset Management Limited | Rep | Asset management | 2016-03-08 | 2018-01-12 |
| 8 | Yunfeng Financial Markets Limited | Rep | Asset management | 2016-03-08 | 2018-11-25 |
| 9 | Yunfeng Financial Markets Limited | RO | Dealing in securities | 2016-11-03 | 2018-11-25 |
| 10 | Yunfeng Securities Limited | RO | Dealing in securities | 2016-11-03 | 2018-11-25 |
| 11 | Yunfeng Financial Markets Limited | RO | Advising on securities | 2017-03-07 | 2018-11-25 |
| 12 | Yunfeng Securities Limited | RO | Advising on securities | 2017-03-07 | 2018-11-25 |
| 13 | Yunfeng Asset Management Limited | RO | Asset management | 2018-01-12 | 2018-11-25 |
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