Liu, Chang (SFC:BAQ804) 劉暢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Arta Asset Management Limited | Rep | Advising on securities | 2023-08-01 | Rep | Asset management | 2023-08-01 | Rep | Dealing in securities | 2023-08-01 |
| 2 | Arta Global Futures Limited | Rep | Dealing in futures contracts | 2023-08-01 | |
| 3 | Arta Global Markets Limited | Rep | Advising on securities | 2023-08-01 | Rep | Asset management | 2023-08-01 | Rep | Dealing in securities | 2023-08-01 |
| 4 | Avantua Capital Management Limited | Rep | Advising on securities | 2022-05-10 | 2022-08-17 | Rep | Asset management | 2022-05-10 | 2022-08-17 | RO | Asset management | 2022-08-17 | 2023-04-03 | RO | Advising on securities | 2022-08-17 | 2023-06-30 | Rep | Asset management | 2023-04-03 | 2023-06-30 |
| 5 | China Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2012-12-24 | 2018-07-06 | Rep | Asset management | 2017-01-11 | 2018-07-06 | Rep | Advising on securities | 2019-06-18 | 2022-03-31 | Rep | Asset management | 2019-06-18 | 2022-03-31 | Rep | Dealing in securities | 2019-06-18 | 2022-03-31 |
| 6 | Oscar and Partners Capital Limited | Rep | Advising on securities | 2018-12-31 | 2019-02-19 | Rep | Asset management | 2018-12-31 | 2019-05-20 | RO | Advising on securities | 2019-02-19 | 2019-05-20 |
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