Liu, Xiaowei (SFC:BAS354) 劉小瑋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Big Bay Asset Management (HK) Limited | Rep | Advising on securities | 2018-03-21 | 2018-08-31 | Rep | Asset management | 2018-03-21 | 2018-08-31 |
| 2 | BIG BAY SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2018-03-21 | 2018-08-31 |
| 3 | GUOTAI JUNAN CAPITAL LIMITED | Rep | Advising on corporate finance | 2013-01-10 | 2016-08-15 |
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