Lau, Yan Ling (SFC:BAI014) 劉欣寧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2018-10-04 | 2020-05-12 |
| 2 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-10-04 | 2020-05-12 |
| 3 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2024-01-10 | |
| 4 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2024-01-10 | |
| 5 | KGI ASIA LIMITED | Rep | Dealing in securities | 2016-01-27 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2018-01-08 | Rep | Dealing in securities | 2021-10-05 | 2023-08-30 |
| 6 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2016-01-27 | 2018-01-08 | Rep | Dealing in futures contracts | 2021-10-05 | 2023-08-30 |
| 7 | Nerico Brothers Limited (HK) | Rep | Dealing in futures contracts | 2013-01-31 | 2014-04-30 | Rep | Dealing in securities | 2013-01-31 | 2014-04-30 | Rep | Dealing in futures contracts | 2018-04-27 | 2018-07-20 | Rep | Dealing in securities | 2018-04-27 | 2018-07-20 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy