Yan, Han (SFC:BAV309) 嚴晗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | S&P Global Ratings Hong Kong Limited | Rep | Credit rating services | 2013-01-31 | 2015-06-30 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2015-07-22 |
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