Wu, Di (SFC:BAY072) 吴荻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Asset management | 2013-03-07 | 2016-10-06 | Rep | Dealing in securities | 2013-03-07 | 2016-10-06 |
| 2 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2013-03-07 | 2016-10-06 |
| 3 | Goldstream Capital Management Limited | Rep | Advising on securities | 2017-04-19 | 2023-05-11 | Rep | Asset management | 2017-04-19 | 2023-05-11 | RO | Advising on securities | 2023-05-11 | RO | Asset management | 2023-05-11 |
| 4 | Goldstream Securities Limited | RO | Dealing in securities | 2023-05-11 |
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