Suen, Ho Yi 孫可兒

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CNI Securities Group Limited Rep Dealing in securities 2013-06-11 2015-12-01
Rep Advising on securities 2014-12-29 2015-12-01
2 KOALA SECURITIES LIMITED Rep Dealing in securities 2015-12-07 2017-05-31
3 Rifa Securities Limited Rep Dealing in securities 2013-03-11 2013-05-30
4 Yellow River Securities Limited RO Dealing in securities 2017-06-01 2020-07-01
5 ZJKF SECURITIES INVESTMENT (HONG KONG) LIMITED RO Dealing in securities 2020-07-02 2023-05-17
Rep Asset management 2021-09-20 2023-05-17

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