Kim, Lee Seul
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2021-01-22 | |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2021-01-22 | |
| 3 | Pictet Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2013-03-13 | 2014-11-21 |
| 4 | Pictet Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2013-03-13 | 2014-11-21 |
| 5 | Bosera Asset Management (International) Co., Limited | Rep | Advising on securities | 2015-01-29 | 2017-05-12 |
| 6 | Bosera Asset Management (International) Co., Limited | Rep | Asset management | 2015-01-29 | 2017-05-12 |
| 7 | Bosera Asset Management (International) Co., Limited | Rep | Dealing in securities | 2015-01-29 | 2017-05-12 |
| 8 | Oaktree Capital (Hong Kong) Limited | Rep | Dealing in securities | 2017-06-02 | 2020-10-30 |
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