Ren, Huaijin 任懷瑾
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2013-04-10 | 2017-09-22 | Rep | Dealing in securities | 2013-04-10 | 2017-09-22 |
| 2 | BOCOM International Securities Limited | Rep | Advising on securities | 2017-10-13 | 2019-08-16 | Rep | Dealing in futures contracts | 2017-10-13 | 2019-08-16 | Rep | Dealing in securities | 2017-10-13 | 2019-08-16 |
| 3 | Soochow Securities International Brokerage Limited | Rep | Advising on securities | 2019-09-03 | Rep | Dealing in securities | 2019-09-03 |
| 4 | Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2019-09-03 | Rep | Advising on futures contracts | 2019-09-17 |
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