Li, Ying Kin (SFC:BBE439) 李應健
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AAA Securities Co. Limited | Rep | Dealing in securities | 2016-11-23 | 2017-02-14 |
| 2 | Lego Asset Management Limited | Rep | Advising on securities | 2021-07-20 | Rep | Asset management | 2021-07-20 |
| 3 | Lego Securities Limited | Rep | Dealing in securities | 2018-04-20 | 2019-11-29 | RO | Dealing in securities | 2019-11-29 |
| 4 | Quam Securities Limited | Rep | Dealing in futures contracts | 2013-04-26 | 2016-11-11 | Rep | Dealing in securities | 2013-04-26 | 2016-11-11 | Rep | Dealing in futures contracts | 2018-01-25 | 2018-04-09 | Rep | Dealing in securities | 2018-01-25 | 2018-04-09 |
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