Lok, Chun Kit 駱俊傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2014-10-09 | 2015-06-06 |
| 2 | CELESTIAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2013-05-23 | 2013-08-29 | Rep | Dealing in securities | 2013-05-23 | 2013-08-29 |
| 3 | HSBC Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2015-07-06 | 2018-06-29 |
| 4 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2019-02-12 | Rep | Dealing in securities | 2019-02-12 | Rep | Advising on corporate finance | 2019-02-12 | 2021-12-16 | RO | Advising on corporate finance | 2021-12-16 |
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