Chen, Dan (SFC:BBJ615) 陳丹
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2015-12-28 | 2017-10-10 | Rep | Dealing in securities | 2015-12-28 | 2017-10-10 |
| 2 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2013-06-07 | 2014-01-27 |
| 3 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2018-01-02 | |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2018-01-02 | |
| 5 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-03-18 | 2015-08-31 | Rep | Advising on corporate finance | 2014-08-15 | 2015-08-31 | Rep | Advising on securities | 2014-08-15 | 2015-08-31 |
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