Yeung, Sau Yin 楊秀賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI ASIA LIMITED | Rep | Dealing in securities | 2013-06-07 | 2017-06-12 | Rep | Dealing in securities | 2020-10-27 |
| 2 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-06-07 | 2017-06-12 | Rep | Dealing in futures contracts | 2020-10-27 |
| 3 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Dealing in securities | 2019-10-17 | 2019-12-12 | Rep | Advising on futures contracts | 2019-11-18 | 2019-12-12 | Rep | Advising on securities | 2019-11-18 | 2019-12-12 | Rep | Dealing in futures contracts | 2019-11-18 | 2019-12-12 |
| 4 | SPDB International Capital Limited | Rep | Dealing in securities | 2017-10-23 | 2019-07-28 |
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