Shardlow, Alexanda Alan Nathan
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Automated trading services | 2013-06-19 | 2013-11-01 | Rep | Dealing in futures contracts | 2013-06-19 | 2017-11-07 | Rep | Dealing in securities | 2013-06-19 | 2017-11-07 |
| 2 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2015-10-30 | 2017-11-07 |
| 3 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2018-04-09 | 2021-04-01 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2023-04-11 | Rep | Dealing in securities | 2023-04-11 |
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