Liu, Eric Kar Hang 廖嘉恒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AllianceBernstein Hong Kong Limited | Rep | Advising on futures contracts | 2023-08-03 | Rep | Advising on securities | 2023-08-03 | Rep | Asset management | 2023-08-03 | Rep | Dealing in futures contracts | 2023-08-03 | Rep | Dealing in securities | 2023-08-03 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2014-07-18 | 2015-03-09 |
| 3 | HARVEST GLOBAL INVESTMENTS LIMITED | Rep | Advising on securities | 2013-07-05 | 2014-06-06 | Rep | Asset management | 2013-07-05 | 2014-06-06 | Rep | Advising on securities | 2019-06-19 | 2023-01-27 | Rep | Asset management | 2019-06-19 | 2023-01-27 | Rep | Dealing in securities | 2019-06-19 | 2023-01-27 |
| 4 | Manulife Investment Management (Hong Kong) Limited | Rep | Advising on futures contracts | 2015-06-02 | 2019-06-06 | Rep | Advising on securities | 2015-06-02 | 2019-06-06 | Rep | Asset management | 2015-06-02 | 2019-06-06 | Rep | Dealing in securities | 2015-09-15 | 2019-06-06 |
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