Lai, Chi Kit (SFC:BBQ037) 賴志杰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2014-09-05 | 2016-07-15 | Rep | Dealing in securities | 2014-09-05 | 2016-07-15 |
| 2 | CHINA GLORY SECURITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2021-12-16 | |
| 3 | DA DI (HONG KONG) FINANCIAL SERVICES LIMITED | RO | Advising on futures contracts | 2018-07-31 | 2021-09-27 | RO | Dealing in futures contracts | 2018-07-31 | 2021-09-27 |
| 4 | Hao Tian International Futures Limited | Rep | Dealing in futures contracts | 2016-11-08 | 2017-03-08 | RO | Dealing in futures contracts | 2017-03-08 | 2018-01-15 |
| 5 | Hao Tian International Securities Limited | Rep | Dealing in securities | 2017-08-21 | 2018-01-15 |
| 6 | Huarong International Securities Limited | Rep | Dealing in futures contracts | 2014-06-25 | 2014-08-03 |
| 7 | Panda Securities Company Limited | Rep | Dealing in securities | 2023-11-09 | |
| 8 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2013-07-23 | 2014-05-31 |
| 9 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2013-07-23 | 2014-05-31 | Rep | Leveraged foreign exchange trading | 2013-07-23 | 2014-05-31 |
| 10 | UNITED SIMSEN FOREX DEALERS LIMITED | Rep | Leveraged foreign exchange trading | 2014-06-25 | 2014-08-03 |
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