Lam, Wing Mou 林永茂
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI ASIA LIMITED | Rep | Dealing in securities | 2014-11-13 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2020-06-12 |
| 2 | PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2013-08-21 | 2014-07-07 |
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