Lu, Xiang 陸庠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2014-08-28 | 2019-06-15 | Rep | Advising on securities | 2014-08-28 | 2019-06-15 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2014-08-28 | 2019-06-15 | Rep | Advising on securities | 2014-12-30 | 2019-06-15 |
| 3 | CSI Corporate Finance (HK) Limited | Rep | Advising on corporate finance | 2013-08-29 | 2014-08-18 | Rep | Advising on securities | 2013-08-29 | 2014-08-18 | Rep | Dealing in securities | 2013-08-29 | 2014-08-18 |
| 4 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2019-08-22 | 2022-06-28 | Rep | Advising on securities | 2019-08-22 | 2022-06-28 | Rep | Dealing in securities | 2019-08-22 | 2022-06-28 |
| 5 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2021-06-17 | 2023-04-24 | RO | Dealing in securities | 2023-04-24 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy