Au, Ho Chung 區皓綜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2017-09-08 | 2021-04-16 |
| 2 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2015-12-14 | 2017-08-18 |
| 3 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2013-09-16 | 2015-11-06 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2021-04-27 | 2023-03-02 | Rep | Advising on securities | 2021-05-21 | 2023-03-02 | Rep | Dealing in securities | 2021-05-21 | 2023-03-02 |
| 5 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2021-04-27 | 2023-03-02 | Rep | Advising on securities | 2021-05-21 | 2023-03-02 | Rep | Dealing in securities | 2021-05-21 | 2023-03-02 |
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