Chan, Ka Man (SFC:BBW601) 陳嘉汶
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2022-03-30 | |
| 2 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2021-03-18 | Rep | Advising on securities | 2021-05-24 |
| 3 | CMB International Securities Limited | Rep | Dealing in securities | 2014-10-23 | 2015-08-11 |
| 4 | HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | Dealing in securities | 2013-09-18 | 2014-09-20 |
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