Pang, Tai Yin 彭大然
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CARDINALASIA CONSULTING LIMITED | Rep | Advising on securities | 2013-09-30 | 2013-12-03 | Rep | Asset management | 2013-09-30 | 2013-12-03 |
| 2 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on securities | 2015-04-30 | 2016-06-30 | Rep | Dealing in securities | 2015-06-09 | 2016-06-30 | Rep | Advising on securities | 2016-07-01 | 2018-10-05 | Rep | Dealing in securities | 2016-07-01 | 2018-10-05 |
| 3 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2015-06-09 | 2018-10-05 |
| 4 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2015-06-09 | 2016-06-30 |
| 5 | Swiss-Asia Asset Management (HK) Limited | Rep | Advising on securities | 2014-02-06 | 2014-11-28 | Rep | Asset management | 2014-02-06 | 2014-11-28 |
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