Wang, Xiaowen (SFC:BBZ714) 王晓雯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PineBridge Investments Asia Limited | Rep | Advising on securities | 2019-05-16 | Rep | Asset management | 2019-05-16 | Rep | Dealing in securities | 2019-05-16 |
| 2 | PineBridge Investments Hong Kong Limited | Rep | Asset management | 2019-05-16 | Rep | Dealing in securities | 2019-05-16 |
| 3 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Advising on securities | 2013-10-09 | 2014-01-09 | Rep | Dealing in securities | 2013-10-09 | 2014-01-09 |
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