Gareaux, Romain

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 SG SECURITIES (HK) LIMITED Rep Automated trading services 2013-10-21 2017-06-30
2 SG SECURITIES (HK) LIMITED Rep Dealing in futures contracts 2013-10-21 2017-06-30
3 GOLDMAN SACHS (ASIA) SECURITIES LIMITED Rep Dealing in futures contracts 2018-01-17
4 SG SECURITIES (HK) LIMITED Rep Dealing in securities 2013-10-21 2017-06-30
5 GOLDMAN SACHS (ASIA) L.L.C. Rep Dealing in securities 2018-01-17

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