Sze, Chik Lim Jerry 施積鐮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CARDINALASIA CONSULTING LIMITED | Rep | Advising on securities | 2013-10-22 | 2013-12-03 |
| 2 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on securities | 2015-03-25 | 2015-04-27 |
| 3 | iTrade Securities Investment Limited | Rep | Dealing in securities | 2017-10-31 | 2018-09-10 |
| 4 | Mason Securities Limited | Rep | Advising on securities | 2015-07-07 | 2017-05-04 | Rep | Dealing in securities | 2015-08-28 | 2017-05-04 |
| 5 | Swiss-Asia Asset Management (HK) Limited | Rep | Advising on securities | 2014-02-13 | 2014-11-28 | Rep | Asset management | 2014-02-13 | 2014-11-28 |
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