Dawson, James (SFC:BCA004)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-10-23 | 2013-10-25 | Rep | Dealing in securities | 2014-05-08 | 2014-05-08 | Rep | Dealing in securities | 2015-07-23 | 2015-07-24 | Rep | Dealing in securities | 2015-11-10 | 2015-11-11 | Rep | Dealing in securities | 2016-01-18 | 2016-01-20 | Rep | Dealing in securities | 2016-09-21 | 2016-09-22 | Rep | Dealing in securities | 2017-05-10 | 2017-05-11 | Rep | Dealing in securities | 2018-07-30 | 2018-07-30 | Rep | Dealing in securities | 2019-05-16 | 2019-05-17 |
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