Fan, Liang (SFC:BCC317) 樊亮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2013-10-25 | 2016-08-20 |
| 2 | Goldman Sachs Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2018-05-10 | 2020-03-19 |
| 3 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2022-01-31 | 2022-11-09 | Rep | Advising on futures contracts | 2022-02-22 | 2022-11-09 | Rep | Asset management | 2022-02-22 | 2022-11-09 |
| 4 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2022-11-22 | |
| 5 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2022-01-31 | 2022-11-09 | Rep | Dealing in securities | 2022-01-31 | 2022-11-09 | Rep | Asset management | 2022-02-22 | 2022-11-09 |
| 6 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2022-11-22 | 2023-04-28 | Rep | Dealing in securities | 2022-11-22 | 2023-04-28 | RO | Advising on securities | 2023-04-28 | RO | Dealing in securities | 2023-04-28 |
| 7 | Pictet Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2020-04-06 | 2021-12-17 | Rep | Advising on securities | 2020-04-16 | 2021-12-17 |
| 8 | Wellington Management Hong Kong Limited (b2003-01-02) | Rep | Dealing in securities | 2016-09-29 | 2018-04-19 | Rep | Advising on securities | 2016-10-20 | 2018-04-19 |
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