Lu, Cuiping 陸翠萍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Crosby Securities Limited | Rep | Advising on securities | 2015-09-21 | 2017-08-14 |
| 2 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on securities | 2017-08-16 | 2020-11-28 |
| 3 | GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2022-11-11 | Rep | Asset management | 2022-11-11 | Rep | Dealing in securities | 2022-11-11 |
| 4 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Advising on securities | 2013-12-02 | 2015-09-10 |
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