Lui, Kwok Him 呂國謙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2013-12-06 | 2016-04-29 |
| 2 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2013-12-06 | 2016-04-29 |
| 3 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2016-05-31 | 2017-09-26 |
| 4 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-10-12 | 2021-05-21 |
| 5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2017-10-12 | 2021-05-21 |
| 6 | iBest Investment Services Limited | Rep | Leveraged foreign exchange trading | 2018-04-27 | 2019-01-25 |
| 7 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2021-06-23 | |
| 8 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2021-06-23 |
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