Wong, Lai Sum 黃禮琛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on futures contracts | 2021-02-17 | Rep | Advising on securities | 2021-02-17 | Rep | Asset management | 2021-02-17 |
2 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2021-12-03 | 2022-09-01 | Rep | Advising on securities | 2021-12-03 | 2022-09-01 | Rep | Asset management | 2021-12-03 | 2022-09-01 |
3 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2021-02-17 | Rep | Asset management | 2021-02-17 | Rep | Dealing in securities | 2021-02-17 |
4 | IPP Financial Advisers Limited | Rep | Advising on securities | 2014-01-13 | 2014-02-28 | Rep | Dealing in securities | 2014-01-13 | 2014-02-28 |
5 | ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2017-09-28 | 2020-11-26 |
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