Simmonds, Stuart Duncan
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2014-01-13 | 2014-01-14 | Rep | Dealing in securities | 2014-01-13 | 2014-01-14 | Rep | Advising on securities | 2014-06-19 | 2014-06-22 | Rep | Dealing in securities | 2014-06-19 | 2014-06-22 | Rep | Advising on securities | 2015-01-07 | 2015-01-09 | Rep | Dealing in securities | 2015-01-07 | 2015-01-09 | Rep | Advising on securities | 2015-04-22 | 2015-04-24 | Rep | Dealing in securities | 2015-04-22 | 2015-04-24 | Rep | Advising on securities | 2016-01-20 | 2016-01-22 | Rep | Dealing in securities | 2016-01-20 | 2016-01-22 | Rep | Advising on securities | 2016-06-16 | 2016-06-17 | Rep | Dealing in securities | 2016-06-16 | 2016-06-17 | Rep | Advising on securities | 2017-02-07 | 2017-02-10 | Rep | Dealing in securities | 2017-02-07 | 2017-02-10 | Rep | Advising on securities | 2017-04-07 | 2017-04-11 | Rep | Dealing in securities | 2017-04-07 | 2017-04-11 | Rep | Advising on securities | 2017-07-24 | 2017-07-28 | Rep | Dealing in securities | 2017-07-24 | 2017-07-28 | Rep | Advising on securities | 2017-10-24 | 2017-10-27 | Rep | Dealing in securities | 2017-10-24 | 2017-10-27 | Rep | Advising on securities | 2018-01-16 | 2018-01-19 | Rep | Dealing in securities | 2018-01-16 | 2018-01-19 |
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