Xu, Yuanjie 徐元杰

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 GOLDMAN SACHS (ASIA) L.L.C. Rep Dealing in securities 2014-02-19 2016-05-12
2 GOLDMAN SACHS (ASIA) SECURITIES LIMITED Rep Dealing in securities 2014-02-19 2016-05-12
3 GOLDMAN SACHS FUTURES (ASIA) LIMITED Rep Dealing in futures contracts 2014-02-19 2016-05-12
4 PARAMETRICA MANAGEMENT LIMITED Rep Asset management 2016-11-08 2017-03-23
5 EMPEROR FUTURES LIMITED Rep Dealing in futures contracts 2017-09-26
6 EMPEROR SECURITIES LIMITED (HK) Rep Dealing in securities 2017-09-26
7 Emperor Wealth Management Limited Rep Dealing in securities 2017-09-26

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