Yu, Xiaoxi (SFC:BCV191) 余晓曦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CMBC ASSET MANAGEMENT COMPANY LIMITED | Rep | Asset management | 2017-07-26 | 2023-06-18 |
2 | CMBC SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2017-07-26 | 2023-06-18 | Rep | Dealing in securities | 2017-07-26 | 2023-06-18 |
3 | Emperor Asset Management Limited | Rep | Advising on securities | 2014-02-25 | 2014-04-30 | Rep | Asset management | 2014-02-25 | 2014-04-30 |
4 | orientiert XYZ Securities Limited | Rep | Advising on securities | 2016-10-24 | 2017-06-30 | Rep | Asset management | 2016-10-24 | 2017-06-30 | Rep | Dealing in securities | 2016-10-24 | 2017-06-30 |
5 | SPDB International Capital Limited | Rep | Advising on corporate finance | 2023-09-15 | Rep | Dealing in securities | 2023-09-15 | 2023-11-14 | RO | Dealing in securities | 2023-11-14 |
6 | SPDB International Securities Limited | Rep | Dealing in securities | 2023-09-15 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy