Zhu, Xiaokang (SFC:BNL517) 朱曉康
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2018-08-30 | 2021-02-04 | Rep | Dealing in securities | 2018-08-30 | 2021-02-04 |
| 2 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2023-03-08 | Rep | Advising on securities | 2023-03-08 |
| 3 | CLSA LIMITED | Rep | Dealing in securities | 2023-03-08 | |
| 4 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2021-11-18 | 2023-02-15 | Rep | Advising on securities | 2021-11-18 | 2023-02-15 | Rep | Dealing in securities | 2021-11-18 | 2023-02-15 |
| 5 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2021-11-18 | 2023-02-15 |
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