Liu, Winnie Wan Yi 廖韻怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2023-09-19 | |
| 2 | CMB International Securities Limited | Rep | Advising on securities | 2023-09-19 | Rep | Dealing in securities | 2023-09-19 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2018-08-30 | 2020-04-18 |
| 4 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2018-08-30 | 2020-04-18 |
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