Chiu, Jone Yin 趙仲賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2014-02-26 | 2015-01-09 | Rep | Dealing in securities | 2016-12-02 | 2018-05-29 |
| 2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2014-02-26 | 2015-01-09 | Rep | Dealing in futures contracts | 2016-06-29 | 2018-05-29 |
| 3 | CITIC Securities International Global Markets Limited | Rep | Dealing in securities | 2017-11-15 | 2021-06-30 |
| 4 | CLSA FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-01-12 | 2016-02-15 |
| 5 | CLSA LIMITED | Rep | Dealing in securities | 2015-01-12 | 2020-05-06 |
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