Zhao, Juyi 趙居易
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2019-08-09 | 2023-08-11 | Rep | Dealing in securities | 2019-08-09 | 2023-08-11 |
| 2 | Credit Suisse Securities (Hong Kong) Limited | Rep | Automated trading services | 2019-08-09 | 2023-08-11 | Rep | Dealing in securities | 2019-08-09 | 2023-08-11 |
| 3 | S&P Global Ratings Hong Kong Limited | Rep | Credit rating services | 2018-09-21 | 2019-05-11 |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2023-09-21 | Rep | Dealing in securities | 2023-09-21 |
| 5 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2023-09-21 | Rep | Dealing in securities | 2023-09-21 |
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